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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-01-03 |
| CA | RA | APPROVED | 2023-12-05 |
Branch Locations
3623 Crossings Dr Ste 125, Prescott, AZ 86305 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Company | Roseville | CA | 06/2013 | 12/2023 |
| Mml Investors Services Llc | Roseville | CA | 09/2013 | 12/2023 |
| Ameriprise Financial Services, Llc | Roseville | CA | 12/2023 | Present |
Independent Insurance Brokering; MassMutual; 12/29/2023; Term Life, Long Term Care, Whole Life, Disability Income.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-08-08 |
| S63 | Uniform Securities Agent State Law Examination | 2013-12-19 |
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