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5429 Lbj Freeway Suite 750, Dallas, TX 75240 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2024-08-08 |
Branch Locations
131 3Rd Ave N, Suite 101, Franklin, TN 37064 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| E.K. Riley Investments, Llc | Bend | OR | 07/2018 | 11/2020 |
| Franklin Templeton Investments | Rancho Cordova | CA | 08/2016 | 07/2018 |
| Lpl Financial Llc | Bend | OR | 10/2020 | 04/2021 |
| Prospera Financial Services Inc | Dallas | TX | 04/2021 | Present |
1)04/2021 - Cascade Wealth Management - DBA - inv rel - at reported business location(s) - start: 10/2019 - 160 hr/mth
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-10-07 |
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