William Thompson

1200 17Th Street Suite 2000, Denver, CO 80202 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2025-11-19
MO	RA	APPROVED	2025-05-06
MD	RA	APPROVED	2023-08-08
VA	RA	APPROVED	2023-08-08

Branch Locations

1200 17Th Street Suite 2000, Denver, CO 80202 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
E*Trade Securities Llc	Alpharetta	GA	09/2013	09/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Chicago	IL	10/2017	07/2021
Mediqus	Chicago	IL	08/2021	06/2022
Ausdal Financial Partners, Inc	Davenport	IA	08/2021	06/2022
Valor Wealth Partners, Llc	Boston	MA	06/2022	06/2023
Mercer Global Advisors Inc.	Mclean	VA	08/2023	03/2024
Mercer Global Advisors Inc.	Mclean	VA	03/2024	04/2025
Mercer Global Advisors Inc.	St. Louis	MO	04/2025	Present

09/2013 → 09/2017

E*Trade Securities Llc

Alpharetta, GA
10/2017 → 07/2021

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chicago, IL
08/2021 → 06/2022

Mediqus

Chicago, IL
08/2021 → 06/2022

Ausdal Financial Partners, Inc

Davenport, IA
06/2022 → 06/2023

Valor Wealth Partners, Llc

Boston, MA
08/2023 → 03/2024

Mercer Global Advisors Inc.

Mclean, VA
03/2024 → 04/2025

Mercer Global Advisors Inc.

Mclean, VA
04/2025 → Present

Mercer Global Advisors Inc.

St. Louis, MO

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2018-03-09
S63	Uniform Securities Agent State Law Examination	2013-11-19