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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2021-04-07 |
Branch Locations
10655 Ne 4Th St, Ste 900, Bellevue, WA 98004 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Foresters Financial Services | Seattle | WA | 08/2014 | 08/2018 |
| Foresters Financial Services | Seattle | WA | 08/2018 | 06/2019 |
| Cetera Investment Services Llc | St Cloud | MN | 06/2019 | Present |
| Cetera Investment Advisers Llc | Renton | WA | 06/2019 | Present |
| Foresters Financial And Cetera Investors | Renton | WA | 08/2014 | 04/2021 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 03/2021 | Present |
| Northwestern Mutual Investment Services Llc | Seattle | WA | 03/2021 | Present |
| Northwestern Mutual Wealth Management Services | Milwaukee | WI | 04/2021 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES, OR INSURANCE BROKERAGE AGENCIES, NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, MEDICARE, ANNUITY, DISABILITY AND/ OR LONG TERM CARE INSURANCE PRODUCTS, NON INVESTMENT RELATED 2. 100% OWNER, 34519 5TH PL SW, 34519 5TH PL SW, FEDERAL WAY, , WASHINGTON, 98023, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 11/01/2024, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, OWNER OF PROPERT, NO ACTIVE MANAGEMENT DUTIES. INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-04-07 |
| S63 | Uniform Securities Agent State Law Examination | 2013-10-24 |
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