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Carter E Bailey Steil

Principal Securities, Inc.

Norfolk, VA

Des Moines, IA

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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2019-01-24
  • VA RA
    APPROVED
    Since 2019-01-24

Branch Locations

Norfolk, VA • United States

711 High St, Des Moines, IA 50392 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transamerica Retirement Solutions Richmond VA 02/2015 12/2018
Transamerica Investors Securities Corporation Richmond VA 02/2015 12/2018
Principal Life Insurance Norfolk VA 01/2019 Present
Principal Securities Inc Norfolk VA 01/2019 Present
  • 02/2015 → 12/2018
    Transamerica Retirement Solutions
    Richmond, VA
  • 02/2015 → 12/2018
    Transamerica Investors Securities Corporation
    Richmond, VA
  • 01/2019 → Present
    Principal Life Insurance
    Norfolk, VA
  • 01/2019 → Present
    Principal Securities Inc
    Norfolk, VA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-09-13
S63 Uniform Securities Agent State Law Examination 2013-10-08
  • S65 Uniform Investment Adviser Law Examination
    2017-09-13
  • S63 Uniform Securities Agent State Law Examination
    2013-10-08
Other Names
  • Carter Elizabeth Willcox Bailey
  • Carter Elizabeth Bailey
  • Carter Elizabeth Bailey Steil

View on SEC IAPD

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