Nicholas Luis Rios

Current Employers

Ifg Advisory, Llc

200 Ashford Center North Suite 400, Atlanta, GA 30338 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2025-09-05
FL	RA	APPROVED	2019-09-13

GA RA
APPROVED

Since 2025-09-05
FL RA
APPROVED

Since 2019-09-13

Branch Locations

Atlanta, GA • United States

200 Ashford Center North Suite 400, Atlanta, GA 30338 • United States

500 Sawgrass Corporate Parkway Suite 100, Sunrise, FL 33325 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Financial Strategies Group, Inc.	Sunrise	FL	09/2013	Present
Lpl Financial, Llc	Sunrise	FL	09/2013	Present
Ifg Advisory, Llc D/B/A Financial Strategies Group, Inc.	Sunrise	FL	11/2018	Present

09/2013 → Present

Financial Strategies Group, Inc.

Sunrise, FL
09/2013 → Present

Lpl Financial, Llc

Sunrise, FL
11/2018 → Present

Ifg Advisory, Llc D/B/A Financial Strategies Group, Inc.

Sunrise, FL

Other Businesses

(1) 08/26/2014 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - FINANCIAL STRATEGIES GROUP - SUNRISE, FL (2) Nicholas Rios - Insurance Sales - Life Insurance, Health Insurance, Medicare Supplement, HMO, Home Health Care, Managed Care, Long Term Care policies and Fixed Annuities - 5 hours/month during trading - non-investment related - Sunrise FL (3) 11/01/22018 - DBA for IFG Advisory, LLC - Financial Strategies Group - Sunrise FL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-03-30

S66 Uniform Combined State Law Examination

2015-03-30

Other Names

Nick Rios
Nicholas Rios

View on SEC IAPD