Alfred Gesing

Current Employers

Realta Investment Advisors, Inc

1201 N. Orange Street Suite 729, Wilmington, DE 19801 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2024-06-17

CA RA
APPROVED

Since 2024-06-17

Branch Locations

Temecula, CA • United States

1201 N. Orange Street Suite 729, Wilmington, DE 19801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial	San Diego	CA	03/2018	08/2022
Randstad Usa	San Diego	CA	09/2017	03/2018
Reliant Funding	San Diego	CA	08/2016	04/2017
Unemployment	San Diego	CA	04/2017	09/2017
Avantax Investment Services, Inc.	San Diego	CA	08/2022	06/2024
Avantax Advisory Services	San Diego	CA	03/2023	06/2024
Realta Equities, Inc.	Wilmington	DE	06/2024	Present
Realta Investment Advisors, Inc.	Wilmington	DE	06/2024	Present

03/2018 → 08/2022

Lpl Financial

San Diego, CA
09/2017 → 03/2018

Randstad Usa

San Diego, CA
08/2016 → 04/2017

Reliant Funding

San Diego, CA
04/2017 → 09/2017

Unemployment

San Diego, CA
08/2022 → 06/2024

Avantax Investment Services, Inc.

San Diego, CA
03/2023 → 06/2024

Avantax Advisory Services

San Diego, CA
06/2024 → Present

Realta Equities, Inc.

Wilmington, DE
06/2024 → Present

Realta Investment Advisors, Inc.

Wilmington, DE

Previous Registrations

2023-03-28 → 2024-06-18

Avantax Advisory Services

Dallas, TX

Other Businesses

REALTA INVESTMENT ADVISORS, INC.; START: 06/2024; WILMINGTON, DE; INVESTMENT ADVISORY SERVICES; HTTPS://REALTAWEALTH.COM; 0+ HOURS PER WEEK DURING NORMAL TRADING HOURS.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-03-24

S66 Uniform Combined State Law Examination

2023-03-24

Other Names

Alfred Franz Gesing
Alfred Gesing
Alfred Gesing

View on SEC IAPD