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John Paul Szabo

Ubs Financial Services Inc.

Weehawken, NJ

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-04-01
  • NJ RA
    APPROVED
    Since 2025-04-01

Branch Locations

1000 & 1200 Harbor Blvd., Weehawken, NJ 07086 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc New York NY 10/2014 03/2025
Ubs Financial Services Inc. Weehawken NJ 03/2025 Present
Previous Registrations
  • 2014-11-20 → 2024-04-11
    Morgan Stanley
    Purchase, NY
    New York, NY
    Purchase, NY
    Purchase, NY
    Purchase, NY
    New York, NY
  • 2009-06-01 → 2014-08-05
    Morgan Stanley
    Los Angeles, CA
    Los Angeles, CA
    Los Angeles, CA
    Purchase, NY
  • 2007-09-18 → 2009-06-01
    Citigroup Global Markets Inc.
    Los Angeles, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-09-13
  • S66 Uniform Combined State Law Examination
    2007-09-13
Other Names
  • J.P. Szabo
  • John Szabo
  • John P Szabo
  • John Paul Szabo
  • Jp Szabo

View on SEC IAPD

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