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2000 Avenue Of The Stars Suite 1110, Los Angeles, CA 90067 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-11-17 |
| CO | RA | APPROVED | 2025-11-17 |
Branch Locations
2000 Avenue Of The Stars Suite 1110, Los Angeles, CA 90067 • United States
Parker, CO • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Griffin Capital Securities, Llc. | Irvine | CA | 06/2016 | 10/2017 |
| Tiaa | Newport Beach | CA | 10/2017 | 11/2020 |
| Tiaa-Cref Individual & Institutional Services, Llc | Newport Beach | CA | 10/2017 | 11/2020 |
| Bancwest Investment Services | La Jolla | CA | 11/2020 | 11/2021 |
| Bank Of The West | La Jolla | CA | 11/2020 | 11/2021 |
| Mariner Wealth Advisors | San Diego | CA | 11/2021 | 09/2025 |
| Kayne Anderson Rudnick Investment Management, Llc | Los Angeles | CA | 11/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-11-01 |
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