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6005 Hidden Valley Road Suite 290, Carlsbad, CA 92011 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-02-22 |
| CA | RA | APPROVED | 2023-02-21 |
Branch Locations
6005 Hidden Valley Road Suite 290, Carlsbad, CA 92011 • United States
32322 South Coast Hwy, Laguna Beach, CA 92651 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services Llc | Irvine | CA | 06/2014 | 02/2023 |
| Axxcess Wealth Management, Llc D/B/A Zandbergen Group | Laguna Beach | CA | 02/2023 | Present |
| Northwestern Mutual Life Insurance Company | Irvine | CA | 09/2013 | 02/2023 |
1) INSURANCE, NOT INVESTMENT-RELATED, LAGUNA HILLS, CA, INSURANCE, AGENT, START 9/2013, APPROXIMATELY 10% OF TIME IS SPENT PER MONTH, DURING SECURITIES TRADING HOURS, SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2) THE LUGO REVOCABLE LIVING TRUST, DATED MAY 8, 2019, INVESTMENT-RELATED, LAGUNA HILLS, CA, TRUSTEE FOR IMMEDIATE FAMILY, START DATE: 5/8/2019, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, FAMILY TRUST. 3) ZANDBERGEN GROUP, NOT INVESTMENT-RELATED, 32322 SOUTH COAST HWY, LAGUNA BEACH, CA 92651, DBA FOR ADVISORY BUSINESS WITH AXXCESS WEALTH MANAGEMENT, LLC, START 2/2023
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-02-13 |
| S63 | Uniform Securities Agent State Law Examination | 2014-08-29 |
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