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Christian Javier Lloreda Garraton

Ubs Financial Services Inc.

Miami, FL

Coral Gables, FL

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-08-15
NY RA APPROVED 2022-03-15
  • FL RA
    APPROVED
    Since 2023-08-15
  • NY RA
    APPROVED
    Since 2022-03-15

Branch Locations

Miami, FL • United States

4225 Ponce De Leon Blvd Suite 600, Coral Gables, FL 33146 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc San Juan PR 09/2013 02/2017
Jpmorgan Chase Bank Na New York NY 02/2017 09/2018
Jpmorgan Securities Llc New York NY 02/2017 09/2018
Ubs Financial Services Inc. New York NY 10/2018 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-03-15
  • S66 Uniform Combined State Law Examination
    2022-03-15
Other Names
  • Christian Javier Lloreda Garraton
  • Christian Javier Lloreda

View on SEC IAPD

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