Johnathan Ma

Current Employers

Employment History

• 06/2014 → 10/2018
  Foresters Financial Service - E85 Los Angeles - Cp
  Monrovia, CA
• 11/2018 → 05/2021
  Lpl Financial, Llc
  Pasadena, CA
• 05/2021 → 06/2023
  Empower Retirement
  San Diego, CA
• 07/2023 → 12/2025
  Precept Advisory Group Llc
  Irvine, CA
• 12/2020 → 05/2021
  Unemployed
  Huntington Beach, CA
• 11/2018 → 12/2020
  The Sterling Group
  Pasadena, CA
• 11/2013 → 10/2018
  Foresters Financial
  Monrovia, CA
• 01/2026 → Present
  Mma Securities Llc
  San Diego, CA
• 11/2024 → Present
  Marsh Mclennan Agency
  San Diego, CA

Previous Registrations

• 2023-08-03 → 2026-01-08
  Precept Advisory Group Llc
  Irvine, CA
• 2021-07-16 → 2023-07-19
  Empower Advisory Group, Llc
  Huntington Beach, CA
  Greenwood Village, CO
  Chula Vista, CA
  San Diego, CA

Other Businesses

The Registered Investment Advisor Representative is an employee of Marsh & McLennan Agency LLC ("MMA"), 1166 Avenue of the Americas, New York, NY 10036), an affiliate of MMA Securities LLC. The Investment Advisor Representative conducts non-investment related business activities for MMA (e.g. support for its insurance services). These other business activities are not subject to registered investment advisor or broker-dealer licensing and registration requirements. All MMA Securities LLC activities remain subject to the Firm's supervisory framework.

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-07-12
• S63 Uniform Securities Agent State Law Examination
  2014-01-21