Gavin Jones

Current Employers

Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2024-01-02

CO RA
APPROVED

Since 2024-01-02

Branch Locations

Golden , CO • United States

2821 S. Parker Road, Suite #1109, Aurora, CO 80014 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Foresters Financial Services	Denver	CO	06/2014	11/2018
Foresters Advisory Services	Denver	CO	05/2018	11/2018
Bni	Lakewood	CO	08/2018	Present
Crown Capital Securities, Lp	Orange	CA	11/2018	12/2023
Cambridge Investment Research, Inc.	Fairfield	IA	01/2024	Present
Cambridge Investment Research Advisors, Inc.	Fairfield	IA	01/2024	Present

06/2014 → 11/2018

Foresters Financial Services

Denver, CO
05/2018 → 11/2018

Foresters Advisory Services

Denver, CO
08/2018 → Present

Bni

Lakewood, CO
11/2018 → 12/2023

Crown Capital Securities, Lp

Orange, CA
01/2024 → Present

Cambridge Investment Research, Inc.

Fairfield, IA
01/2024 → Present

Cambridge Investment Research Advisors, Inc.

Fairfield, IA

Previous Registrations

2018-11-09 → 2023-12-31

Crown Capital Securities, L.P.

Aurora, CO
2018-07-13 → 2018-11-12

Foresters Advisory Services, Llc

Denver, CO

Other Businesses

1) MIND'S EYE RESOURCE MANAGEMENT LLC, 2821 S PARKER RD, SUITE 1109, AURORA, CO, 12/2023, AGENT, DBA, NIR, 120 HR/MO, 120 HR/MO TRADING. 2) GAVIN JONES, 3418 N HUMBOLDT ST, DENVER, CO, 12/2023, OWNER, REAL ESTATE, NIR, 1 HR/MO, 1 HR/MO TRADING. 3) CIRA, 1776 Pleasant Plain Road, Fairfield IA 52556, United States, 01/02/2025, Investment Advisor Representative, CIRA Affiliation, INV REL, 160 HR/MO - 120 HR/MO TRADING

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2018-05-24
S63	Uniform Securities Agent State Law Examination	2013-10-18

S65 Uniform Investment Adviser Law Examination

2018-05-24
S63 Uniform Securities Agent State Law Examination

2013-10-18

Other Names

Gavin William Jones

View on SEC IAPD