John Royal Faries

Current Employers

Marchand Faries Financial Management, Inc.

Jupiter, FL • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2025-11-19
FL	RA	APPROVED	2025-11-19

CO RA
APPROVED

Since 2025-11-19
FL RA
APPROVED

Since 2025-11-19

Branch Locations

Jupiter, FL • United States

Parker, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Marchand Faries Financial Management, Inc.	Parker	CO	10/2016	Present
Columbine Federal Credit Union	Centennial	CO	10/2011	08/2020
Pivot Lending Group	Littleton	CO	08/2020	Present

10/2016 → Present

Marchand Faries Financial Management, Inc.

Parker, CO
10/2011 → 08/2020

Columbine Federal Credit Union

Centennial, CO
08/2020 → Present

Pivot Lending Group

Littleton, CO

Other Businesses

Pivot Lending Group, 5935 S Zang St, Ste 220, Littleton, CO 80127; Chief Financial Officer; Start date: 08/2020; This business is not investment-related; It is a Mortgage lender; Approximate number of hours/month devoted to this business: 160 hours per month; Number of hours devoted during securities trading hours: 8 hours per day; Mr. Faries duties are operational in nature.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2016-09-30

S65 Uniform Investment Adviser Law Examination

2016-09-30

Other Names

John Royal Faries

View on SEC IAPD