Tobey D Miller

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-04-08
MI	RA	APPROVED	2018-04-09

TX RA
APPROVED_RES

Since 2020-04-08
MI RA
APPROVED

Since 2018-04-09

Branch Locations

28411 Northwestern Hwy #1200, Southfield, MI 48034 • United States

Lake Orion, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Scottrade	Dearborn	MI	12/2015	04/2018
Td Ameritrade, Inc.	Novi	MI	02/2018	04/2018
Td Ameritrade Investment Management, Llc	Omaha	NE	02/2018	04/2018
Lpl Financial Llc	Clinton Twp	MI	04/2018	Present

12/2015 → 04/2018

Scottrade

Dearborn, MI
02/2018 → 04/2018

Td Ameritrade, Inc.

Novi, MI
02/2018 → 04/2018

Td Ameritrade Investment Management, Llc

Omaha, NE
04/2018 → Present

Lpl Financial Llc

Clinton Twp, MI

Previous Registrations

2018-02-27 → 2018-04-23

Td Ameritrade, Inc.

Novi, MI
2018-02-26 → 2018-04-23

Td Ameritrade Investment Management, Llc

Omaha, NE
2017-01-24 → 2018-02-26

Scottrade Investment Management

Saint Louis, MO
2014-05-08 → 2015-12-07

Harrisdirect Llc

Arlington, VA

Farmington, MI
2014-01-07 → 2014-04-11

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Bloomfield Hills, MI

Other Businesses

1. 4/11/2018 - American Group Retirement Strategy Centers - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 50%. 2. 10/2/2018 - Tobey Miller - Not Investment Related - Home Based - Other-Musician - Started 09/1/2000 - 15 Hours Per Month/0 Hours During Securities Trading - Music Ministry / Music Lessons / Performances. 3. 5/17/2021 - Comprehensive Planning - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 10/16/2019 - 2 Hours Per Month During Securities Trading.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-12-30

S66 Uniform Combined State Law Examination

2013-12-30

Other Names

Tobey David Miller

View on SEC IAPD