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Amir Jafariaria

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chicago, IL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2016-03-14
TX RA APPROVED 2014-12-02
FL RA APPROVED 2014-04-09
  • IL RA
    APPROVED
    Since 2016-03-14
  • TX RA
    APPROVED
    Since 2014-12-02
  • FL RA
    APPROVED
    Since 2014-04-09

Branch Locations

540 W Madison St Ci Client Management, Chicago, IL 60661 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Pierce Fenner & Smith Incorporated Jacksonville FL 08/2013 Present
Bank Of America, N.A. Jacksonville FL 11/2014 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-04-05
  • S66 Uniform Combined State Law Examination
    2014-04-05
Other Names
  • Amir A Jafariaria

View on SEC IAPD

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