Paul Henry Francis

Current Employers

Quadrant Private Wealth Management, Llc

3850 Sierra Circle Ste 300, Center Valley, PA 18034 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2020-02-26
TX	RA	APPROVED	2020-02-26

PA RA
APPROVED

Since 2020-02-26
TX RA
APPROVED

Since 2020-02-26

Branch Locations

3850 Sierra Circle Ste 300, Center Valley, PA 18034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Allentown	PA	08/2013	02/2020
Bank Of America, N.A.	Allentown	PA	01/2014	02/2020
Purshe Kaplan Sterling Investments	Albany	NY	02/2020	06/2024
Quadrant Private Wealth	Center Valley	PA	02/2020	Present

08/2013 → 02/2020

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Allentown, PA
01/2014 → 02/2020

Bank Of America, N.A.

Allentown, PA
02/2020 → 06/2024

Purshe Kaplan Sterling Investments

Albany, NY
02/2020 → Present

Quadrant Private Wealth

Center Valley, PA

Previous Registrations

2013-11-15 → 2020-02-24

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Allentown, PA

Other Businesses

Quadrant Private Wealth Management, LLC. Investment related. 3850 Sierra Circle Suite 300 Center Valley, PA 18034. Investment. Private Wealth Advisor. 2/24/2020. 200 hrs/mnth. 200 hrs/trading hrs. Investment advice.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-11-14

S66 Uniform Combined State Law Examination

2013-11-14

Designations

Other Names

Paul Henry Francis
Paul H Francis

View on SEC IAPD