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200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-01-31 |
| MS | RA | APPROVED | 2025-01-31 |
| AL | RA | APPROVED | 2020-10-21 |
| LA | RA | APPROVED | 2020-10-21 |
| TX | RA | APPROVED | 2020-10-21 |
Branch Locations
2895 Hwy 190 Suite 226, Mandeville, LA 70471 • United States
200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Frontier Investment Management Co | Dallas | TX | 10/2008 | 09/2020 |
| Hightower Advisors, Llc | Mandeville | LA | 09/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-07-07 |
| S63 | Uniform Securities Agent State Law Examination | 2006-07-07 |
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