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Griffith Eugene Graham

John Hancock Personal Financial Services, LLC

Atlanta, GA

Boston, MA

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Current Employers
John Hancock Personal Financial Services, Llc

200 Berkeley Street, Boston, MA 02116 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2022-06-28
GA RA APPROVED 2022-06-25
  • MA RA
    APPROVED
    Since 2022-06-28
  • GA RA
    APPROVED
    Since 2022-06-25

Branch Locations

1050 Crown Pointe Parkway Suite 1100, Atlanta, GA 30338 • United States

200 Berkeley Street, Boston, MA 02116 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade Marietta GA 02/2016 02/2018
Td Ameritrade, Inc. Marietta GA 02/2018 01/2020
Td Ameritrade Investment Management, Llc Omaha NE 02/2018 01/2020
Personal Capital Advisors Corporation Atlanta GA 01/2020 04/2020
Td Ameritrade, Inc. Marietta GA 05/2020 01/2021
Wells Fargo Bank, Na Marietta GA 02/2021 05/2022
Wells Fargo Clearing Services, Llc Marietta GA 02/2021 05/2022
John Hancock Distributors Llc Boston MA 06/2022 Present
John Hancock Boston MA 05/2022 Present
  • 02/2016 → 02/2018
    Scottrade
    Marietta, GA
  • 02/2018 → 01/2020
    Td Ameritrade, Inc.
    Marietta, GA
  • 02/2018 → 01/2020
    Td Ameritrade Investment Management, Llc
    Omaha, NE
  • 01/2020 → 04/2020
    Personal Capital Advisors Corporation
    Atlanta, GA
  • 05/2020 → 01/2021
    Td Ameritrade, Inc.
    Marietta, GA
  • 02/2021 → 05/2022
    Wells Fargo Bank, Na
    Marietta, GA
  • 02/2021 → 05/2022
    Wells Fargo Clearing Services, Llc
    Marietta, GA
  • 06/2022 → Present
    John Hancock Distributors Llc
    Boston, MA
  • 05/2022 → Present
    John Hancock
    Boston, MA
Previous Registrations
  • 2021-03-09 → 2022-05-12
    Wells Fargo Clearing Services, Llc
    Marietta, GA
    Atlanta, GA
  • 2020-05-20 → 2021-01-11
    Td Ameritrade, Inc.
    Sandy Springs, GA
  • 2020-05-20 → 2020-12-31
    Td Ameritrade Investment Management, Llc
    Marietta, GA
  • 2020-01-16 → 2020-04-27
    Personal Capital Advisors Corporation
    Atlanta, GA
  • 2018-02-28 → 2020-01-14
    Td Ameritrade, Inc.
    Sandy Springs, GA
  • 2018-02-26 → 2020-01-14
    Td Ameritrade Investment Management, Llc
    Omaha, NE
    Marietta, GA
  • 2017-03-08 → 2018-02-26
    Scottrade Investment Management
    Saint Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-03-01
S63 Uniform Securities Agent State Law Examination 2013-11-18
  • S66 Uniform Combined State Law Examination
    2017-03-01
  • S63 Uniform Securities Agent State Law Examination
    2013-11-18
Other Names
  • Griff Graham
  • Griffith Eugene Graham
  • Griffith Eugene Graham
  • Griff Graham
  • Griff Graham
  • Griffith Graham

View on SEC IAPD

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