Derek Eugene Petrella

Current Employers

Ally Invest Advisors

601 S. Tryon Street Suite 100, Charlotte, NC 28202 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2021-10-11

PA RA
APPROVED

Since 2021-10-11

Branch Locations

200 Dryden Road, Dresher, PA 19025 • United States

601 S. Tryon Street Suite 100, Charlotte, NC 28202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lincoln Investment Llc	Fort Washington	PA	10/2017	07/2021
Cape Bank/Ocean First Bank	Atlantic City/Marmora	NJ	07/2015	10/2017
Ally Invest Securities Llc	Charlotte	NC	07/2021	Present
Ally Invest Advisors	Charlotte	NC	10/2021	Present

10/2017 → 07/2021

Lincoln Investment Llc

Fort Washington, PA
07/2015 → 10/2017

Cape Bank/Ocean First Bank

Atlantic City/Marmora, NJ
07/2021 → Present

Ally Invest Securities Llc

Charlotte, NC
10/2021 → Present

Ally Invest Advisors

Charlotte, NC

Previous Registrations

2019-01-28 → 2021-07-09

Lincoln Investment

Fort Washington, PA

Other Businesses

Ally Invest Advisors. Investment related. 601 S Tryon Street Charlotte NC 28202. Specialist-Invest Premier Services. Dually licensed. 07/05/2021. 40+ hrs/month. Support both Ally Invest Securities and Ally Invest Advisors in a dually licensed capacity. Responsibilities include servicing Ally Invest customers who may hold self directed and advisory accounts

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-12-17

S66 Uniform Combined State Law Examination

2018-12-17

Other Names

Derek Eugene Petrella
Derek Petrella

View on SEC IAPD