Robert Walter Ashby

Current Employers

Employment History

• 02/2014 → 10/2022
  Cor Clearing
  Omaha, NE
• 08/2023 → 02/2025
  Lpl Financial Llc
  Omaha, NE
• 08/2023 → 10/2025
  Bmo Harris Bank
  Omaha, NE
• 10/2022 → 08/2023
  Bancwest Investment Services
  Omaha, NE
• 10/2025 → Present
  Cwm, Llc Dba Carson Partners - Crd # 155344
  Omaha, NE
• 10/2025 → Present
  Cwm, Llc Dba Carson Group Holdings
  Omaha, NE
• 11/2025 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA

Previous Registrations

• 2008-08-01 → 2011-01-19
  Td Ameritrade, Inc.
  Omaha, NE
  Omaha, NE
  Omaha, NE
  Omaha, NE
  Bellevue, NE
  Fort Worth, TX
• 2008-08-01 → 2011-01-19
  Td Ameritrade Investment Management, Llc
  Omaha, NE

Other Businesses

1. NAME OF OTHER BUSINESS: CWM, LLC DBA CARSON PARTNERS - CRD # 155344 INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: SEC REGISTERED INVESTMENT ADVISORY FIRM THAT PROVIDES PORTFOLIO MANAGEMENT, FINANCIAL PLANNING, ESTATE PLANNING, AND ADDITIONAL ADVISORY SERVICES START DATE: 10/2025 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL / INVESTMENT ADVISOR REPRESENTATIVE APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32 BRIEF DESCRIPTION OF DUTIES: SUPPORTING CLIENTS AND WORKING ON BSG TEAM; 2. NAME OF OTHER BUSINESS: CWM, LLC DBA CARSON GROUP HOLDINGS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES START DATE: 10/2025 POSITION/TITLE/RELATIONSHIP: WEALTH ADVISOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32 BRIEF DESCRIPTION OF DUTIES: SUPPORTING CLIENTS WITH THEIR BROKERAGE ACCOUNTS;

Exams

• S65 Uniform Investment Adviser Law Examination
  2023-10-12
• S63 Uniform Securities Agent State Law Examination
  2022-11-17
• S66 Uniform Combined State Law Examination
  2008-07-29

Other Names

• Robert W Ashby
• Robert Walter Ashby
• Robert Walter Ashby
• Robert W Ashby