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Las Vegas, NV • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-01-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sparks Street Properties, Llc | Burbank | CA | 07/2010 | Present |
| Various Insurance Carriers For W&R Insurance Agencies | Woodland Hills | CA | 01/2015 | 11/2018 |
| Waddell And Reed, Inc. | Sherman Oaks | CA | 01/2015 | 11/2018 |
| Professionals In Human Resources Association | Gardena | CA | 12/2015 | 01/2017 |
| Knapp Ranch Baseball | Calabasas | CA | 12/2015 | 08/2018 |
| West Valley Girls Softball | Woodland Hills | CA | 12/2015 | 08/2018 |
| Calabasas Chamber Of Commerce | Calabasas | CA | 07/2017 | Present |
| Conejo Networking Group | Westlake Village | CA | 07/2017 | 09/2017 |
| John Miller | Thousand Oaks | CA | 05/2018 | 07/2018 |
| John Manocchio | Thousand Oaks | CA | 05/2018 | 07/2018 |
| Black Card Circle | Woodland Hills | CA | 12/2018 | Present |
1) General Manager; Sparks Street Properties; Investment related: Yes; Location: 330 N. Sparks, Burbank, CA 91506; Description of the business: Residential real estate rental company; Responsibilities Duties: One of 4 partners who all own and operate residential rental properties. I participate in all activities related to the business of owning and renting the properties.; Start date with business: 2005-06-01; Hours devoted to business during trading hours: 1; Hours devoted to business outside trading hours: 4; 2) Insurance Agent; Various Insurance Companies; Investment Related: Yes; Location: 21200 W. Oxnard St. Unit 6301, Woodland Hills, CA, USA, 91367; Description of the business: Life Insurance, Fixed Annuities, Fixed Indexed Annuities; Responsibilities Duties: Risk transference, Risk management; Start date with business: 2019-01-02; Hours devoted to business during trading hours: 15; Hours devoted to business outside trading hours: 15; Percentage of total yearly compensation expected to be derived from the business: 30; 3) ROTARY CLUB OF GREATER VAN NUYS; BOARD MEMBER; INVESTMENT RELATED: NO; 20700 VENTURA BLVD., STE. 205, WOODLAND HILLS, CA, USA, 91364; LOCAL AND INTERNATIONAL CHARITY ORGANIZATION; RESPONSIBILITIES DUTIES: RUN WEEKLY MEETING, SET GOALS FOR THE YEAR, PROMOTE THE CLUB AND OTHER DUTIES AS REQUIRED.; 2021-07-01; HOURS DEVOTED TO BUSINESS DURING TRADING HOURS: 3; HOURS DEVOTED TO BUSINESS OUTSIDE TRADING HOURS: 7 4) Rotary District 5280 - Finance Committee Member; Investment related: Yes; Location: 8055 W Manchester Ave Suite 460 Playa Del Rey CA 90293; Description: Rotary brings together a global network of volunteer leaders who dedicate their time and talent to tackle the world's most pressing humanitarian challenges.; Responsibilities Duties: The Committee approves and oversees the Annual Budget for the District, as well as the other financial affairs of the District.; Start date: 2024-08-01; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 1; Percentage of total yearly compensation expected to be derived from the business: 0; Website address for the organization: https://rotary5280.org/.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-01-31 |
| S63 | Uniform Securities Agent State Law Examination | 2013-10-09 |
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