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Current Employers
Independent Financial Group, Llc

12671 High Bluff Dr Suite 200, San Diego, CA 92130 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-11-07
  • FL RA
    APPROVED
    Since 2025-11-07

Branch Locations

14810 Tamiami Trail, North Port, FL 34287 • United States

12671 High Bluff Drive Suite 200, San Diego, CA 92130 • UNITED STATES

360 Central Ave., Suite 856, St. Petersburg, FL 33701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Atel Securities Corporation San Francisco CA 12/2015 10/2016
Sqn Securities, Llc New York NY 10/2016 06/2019
Skyway Capital Markets. Llc Tampa FL 06/2019 11/2025
Arkadios Capital Atlanta GA 12/2020 08/2021
Arkadios Wealth Advisors Atlanta GA 12/2020 08/2021
Dempsey Lord Smith, Llc Rome GA 07/2021 11/2025
Independent Financial Group, Llc Port Charlotte FL 11/2025 Present
  • 12/2015 → 10/2016
    Atel Securities Corporation
    San Francisco, CA
  • 10/2016 → 06/2019
    Sqn Securities, Llc
    New York, NY
  • 06/2019 → 11/2025
    Skyway Capital Markets. Llc
    Tampa, FL
  • 12/2020 → 08/2021
    Arkadios Capital
    Atlanta, GA
  • 12/2020 → 08/2021
    Atlanta, GA
  • 07/2021 → 11/2025
    Rome, GA
  • 11/2025 → Present
    Port Charlotte, FL
Previous Registrations
Other Businesses

WEALTH RETIREMENT SOLUTIONS POSITION: Officer/Director NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 11/03/2025 ADDRESS: 18501 Murdock Circle, Suite 301, Port Charlotte FL 33948, United States DESCRIPTION: BDA, Financial Advisory office 795 CRESTVIEW POSITION: Joint Owner Property NATURE: Real Estate Sales/Rental Properties/Property Management INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/22/2025 ADDRESS: 795 Crestview, Port Charlotte FL 33948, United States DESCRIPTION: Me and wife own 50%, brother in law owns 50%, manage rental, fix issues etc CHIROPRACTIC & MASSAGE OF NORTH PORT POSITION: Wife's business NATURE: Other: INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 11/03/2025 ADDRESS: 14942 S Tamiami Trl, North Port FL 34287, United States DESCRIPTION: Wife's Chiropractic business

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-01-07
S63 Uniform Securities Agent State Law Examination 2013-12-16
  • S65 Uniform Investment Adviser Law Examination
    2021-01-07
  • S63 Uniform Securities Agent State Law Examination
    2013-12-16

View on SEC IAPD

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