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Cole Richard Brooks

Crb Strategic Services LLC

Phoenix, AZ

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Current Employers
Crb Strategic Services Llc

Phoenix, AZ • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2026-05-29
TX RA APPROVED_RES 2025-11-06
CA RA APPROVED 2024-10-24
PA RA APPROVED 2024-07-30
AZ RA APPROVED 2023-09-08
  • CO RA
    APPROVED
    Since 2026-05-29
  • TX RA
    APPROVED_RES
    Since 2025-11-06
  • CA RA
    APPROVED
    Since 2024-10-24
  • PA RA
    APPROVED
    Since 2024-07-30
  • AZ RA
    APPROVED
    Since 2023-09-08

Branch Locations

Phoenix, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Scottsdale AZ 03/2014 07/2022
Crb Strategic Services Llc Phoenix AZ 04/2023 Present
Sabbatical Phoenix AZ 07/2022 04/2023
  • 03/2014 → 07/2022
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 04/2023 → Present
    Crb Strategic Services Llc
    Phoenix, AZ
  • 07/2022 → 04/2023
    Sabbatical
    Phoenix, AZ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-10-18
  • S66 Uniform Combined State Law Examination
    2013-10-18
Designations

View on SEC IAPD

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