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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2019-10-21 |
| TX | RA | APPROVED | 2019-10-18 |
Branch Locations
3560 Lenox Road Ne 28Th Floor, Atlanta, GA 30326 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Atlanta | GA | 08/2013 | 10/2019 |
| Ubs Financial Services Inc | Atlanta | GA | 10/2019 | Present |
1) For profit or not for profit: For-Profit Organization / Name of outside business organization: The K'dy Group LLC / Investment related: N / Address of business: Douglasville, Georgia 30135 / Nature of business: LLC / Position, title, association: Part-Time / Start date of relationship: 3/15/2019 / Number of hours devoted: 5 hour(s) Monthly / Number of hours devoted during trading hours: 0 / Duties: Event planning, Day of Coordinator 2) Bespoke Properties LLC / Partnership / Property renovation and maintenance / Partner / Renovating properties and selecting decor
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-07-25 |
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