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2835 82Nd Avenue Se Ste 100, Mercer Island, WA 98040 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2021-02-08 |
Branch Locations
2835 82Nd Avenue Se Ste 100, Mercer Island, WA 98040 • United States
Seattle, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kms Financial Services, Inc. | Seattle | WA | 08/2013 | 11/2020 |
| Securities America, Inc. | Seattle | WA | 11/2020 | 02/2021 |
| Securities America Advisors | Seattle | WA | 11/2020 | 02/2021 |
| Northwest Asset Management | Mercer Island | WA | 02/2021 | Present |
PROBATE COURT ASSISTANCE - NOT INVESTMENT RELATED - 2203 15TH AVE S, SEATTLE, WA 98144 - LEGAL - ATTORNEY - 8/2020 - 10 HRS/MO, 0 HRS/MO DURING TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-12-03 |
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