Cody James Kave

Current Employers

Employment History

• 06/2016 → Present
  Householder Group Estate & Retirement Specialists
  Waukesha, WI
• 05/2013 → Present
  Kave Family Financial
  Waukesha, WI
• 06/2016 → Present
  Lpl Financial, Llc
  Waukesha, WI

Previous Registrations

• 2016-06-30 → 2022-02-22
  Householder Group Estate & Retirement Specialists
  Waukesha, WI

Other Businesses

(1) 06/22/2016 - Kave Family Financial - DBA for LPL Business (entity for LPL business) - inv rel - N14 W23755 Stone Ridge Dr, #263 Waukesha, WI 53188 - start: 06/17/2016 - 120 Hr/Mo; 8 Hours During Securities Trading; 80% Time Spent (2) 06/22/2016 - Kave Family Financial - Non-Variable Insurance - inv rel - N 14 W23755 Stone Ridge Dr, #263 Waukesha, WI 53188 - start: 06/17/2016 - LTC, Term, Dis, Non-Var life, fixed annuities, life insurance, LTC, Heatlth - 8 Hr/Mo; 2 Hours During Securities Trading; 10% Time Spent (3) 06/22/2016 - Kave Family Insurance - Property and Casualty - inv rel - N14 W23755 Stone Ridge Dr, #263 Waukesha, WI 53188 - start: 6/17/2016 - independent agent - 5 Hr/Mo; 0 Hours During Securities Trading; 10% Time Spent (4) 4/12/2022 - Great Valley Advisor Group Inc. - Investment Related - At Reported Business Locations(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 10/08/2021 - 173 Hours Per Month/173 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Great Valley Advisor Group, Inc., an independent investment advisor firm. I started this business activity in 4/2022. I expect to spend approximately 173 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.advisorinfo.sec.gov/IAPD. This firm is separate from and independent of LPL Financial.

Exams

• S66 Uniform Combined State Law Examination
  2013-12-19

Other Names

• Cody Kave