Khanh Bao Nguyen

Current Employers

Ayla Capital

Los Angeles, CA • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-07-09
CA	RA	APPROVED	2020-06-05

NY RA
APPROVED

Since 2021-07-09
CA RA
APPROVED

Since 2020-06-05

Branch Locations

Los Angeles, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Credit Suisse Securities (Usa) Llc	New York	NY	09/2015	05/2017
Inflection Capital	Los Angeles	CA	07/2017	03/2018
Family Office Consultant	Anaheim	CA	04/2018	06/2019
Caerus Investment Advisors Llc	San Francisco	CA	06/2019	06/2020
Ayla Capital	Los Angeles	CA	04/2020	Present
Reverence	Los Angeles	CA	06/2025	Present

09/2015 → 05/2017

Credit Suisse Securities (Usa) Llc

New York, NY
07/2017 → 03/2018

Inflection Capital

Los Angeles, CA
04/2018 → 06/2019

Family Office Consultant

Anaheim, CA
06/2019 → 06/2020

Caerus Investment Advisors Llc

San Francisco, CA
04/2020 → Present

Ayla Capital

Los Angeles, CA
06/2025 → Present

Reverence

Los Angeles, CA

Previous Registrations

2019-08-07 → 2020-06-02

Caerus Investment Advisors, Llc

West Lake Hills, TX

Other Businesses

Reverence (d/b/a of Khanh Nguyen) - not investment related, Los Angeles, CA - strategy consulting and coaching services to companies and individuals - Owner - 06/2025 - 20 - 20 - provide strategy and direction guidance to companies and individuals.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2019-08-07
S63	Uniform Securities Agent State Law Examination	2013-09-04

S65 Uniform Investment Adviser Law Examination

2019-08-07
S63 Uniform Securities Agent State Law Examination

2013-09-04

Other Names

Diana Nguyen
Khanh Nguyen

View on SEC IAPD