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John Christopher Smith

J.P. Morgan Securities LLC

Chicago, IL

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-03-14
TX RA APPROVED 2024-03-14
  • IL RA
    APPROVED
    Since 2024-03-14
  • TX RA
    APPROVED
    Since 2024-03-14

Branch Locations

10 S Dearborn St Floor 09, Chicago, IL 60603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc Chicago IL 08/2013 Present
Jpmorgan Chase Bank Na Chicago IL 08/2013 Present
  • 08/2013 → Present
    Jpmorgan Securities Llc
    Chicago, IL
  • 08/2013 → Present
    Jpmorgan Chase Bank Na
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-03-14
S63 Uniform Securities Agent State Law Examination 2013-10-14
  • S65 Uniform Investment Adviser Law Examination
    2024-03-14
  • S63 Uniform Securities Agent State Law Examination
    2013-10-14
Other Names
  • John Christopher Smith
  • John Christopher Smith

View on SEC IAPD

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