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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2024-04-16 |
Branch Locations
8877 W. Union Hills Dr. Suite 540, Peoria, AZ 85382 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Sierra Vista | AZ | 11/2010 | 11/2016 |
| Wells Fargo Advisors Llc | Sierra Vista | AZ | 08/2013 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Sierra Vista | AZ | 11/2016 | 02/2023 |
| Unemployed | Peoria | AZ | 02/2023 | 04/2024 |
| Lpl Financial Llc | Peoria | AZ | 04/2024 | Present |
1- 04/2024 / Door Dash / Outside/W-2 Employment / Non Investment Related / start date 01/01/2024 2- 04/2024 / VALIDUS FINANCIAL ASSOCIATES PLLC / DBA for LPL Business (entity for LPL business) / Investment Related 3- 04/2024 / Notary / Investment Related / start date 11/01/2011
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-11-12 |
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