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Tommy Huynh

Morgan Stanley

Oakland, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-03-04
TX RA APPROVED 2022-03-04
  • CA RA
    APPROVED
    Since 2022-03-04
  • TX RA
    APPROVED
    Since 2022-03-04

Branch Locations

1999 Harrison Street Suite 2200, Oakland, CA 94612 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Chase Bank San Francisco CA 04/2016 12/2017
Jp Morgan Securities San Francisco CA 04/2016 12/2017
Citigroup San Francisco CA 12/2017 03/2022
Morgan Stanley Smith Barney Llc Oakland CA 03/2022 Present
Morgan Stanley Private Bank, N.A New York NY 04/2022 Present
  • 04/2016 → 12/2017
    Jp Morgan Chase Bank
    San Francisco, CA
  • 04/2016 → 12/2017
    Jp Morgan Securities
    San Francisco, CA
  • 12/2017 → 03/2022
    Citigroup
    San Francisco, CA
  • 03/2022 → Present
    Morgan Stanley Smith Barney Llc
    Oakland, CA
  • 04/2022 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-01-02
  • S66 Uniform Combined State Law Examination
    2016-01-02
Designations
Other Names
  • Tom Terry Huynh
  • Tommy Terry Huynh

View on SEC IAPD

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FULL SPECTRUM CAPITAL MANAGEMENT COMPANY, LLC
FINANCIAL AVENGERS, INC.

Other Investors

GREGORY BURTON GILBERT
STERLING CARMEN HIRSCH
Mark CHRISTOPHER DeVito
Daire Peter Heneghan
Roscoe Herman Harris
AARON KURT PHILLIPS
WILLIAM STUART MONSTED
Randall w Silvey

Other Offices

INFINITY FINANCIAL SERVICES ADVISORY · OAKLAND, CA
CETERA INVESTMENT ADVISERS LLC · OAKLAND, CA
HOODOO · OAKLAND, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · OAKLAND, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Oakland, CA
FM CAPITAL GROUP · OAKLAND, CA
FULL SPECTRUM CAPITAL MANAGEMENT COMPANY, LLC · OAKLAND, CA
FINANCIAL AVENGERS, INC. · OAKLAND, CA

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