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Brandon Christian Shaw

LPl Enterprise, LLC

Englewood, CO

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-07-21
CO RA APPROVED 2026-05-19
  • TX RA
    APPROVED_RES
    Since 2026-07-21
  • CO RA
    APPROVED
    Since 2026-05-19

Branch Locations

8000 S Chester Street Suite 325, Englewood, CO 80112 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Enterprise Llc Englewood CO 05/2026 Present
Edward Jones St Louis MO 08/2016 10/2018
Peyton Resource Group, Lp San Antonio TX 06/2019 12/2019
Unemployed Colorado Springs CO 10/2018 06/2019
Aspen Creek Wealth Strategies Colorado Springs CO 12/2019 05/2026
Tyler Wealth Management, Llc Southlake TX 12/2019 11/2024
Aspen Creek Wealth Management, Llc Southlake TX 11/2024 05/2026
  • 05/2026 → Present
    Englewood, CO
  • 08/2016 → 10/2018
    St Louis, MO
  • 06/2019 → 12/2019
    Peyton Resource Group, Lp
    San Antonio, TX
  • 10/2018 → 06/2019
    Unemployed
    Colorado Springs, CO
  • 12/2019 → 05/2026
    Aspen Creek Wealth Strategies
    Colorado Springs, CO
  • 12/2019 → 11/2024
    Tyler Wealth Management, Llc
    Southlake, TX
  • 11/2024 → 05/2026
    Southlake, TX
Previous Registrations
Other Businesses

1. 05/13/2026 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Colorado Springs CO - Inv Related – OBA Start Date: 05/01/2026 – 160 Hour(s)/Month – 160 Hour(s) During Trading 2. 05/13/2026 - Brandon Shaw, N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Colorado Springs CO - Inv Related – OBA Start Date: 05/01/2026 – 160 Hour(s)/Month – 160 Hour(s) During Trading 3. 05/13/2026 - Brandon Shaw, N/A Non-Variable Insurance - Non-Variable Insurance - Colorado Springs CO - Inv Related – OBA Start Date: 03/21/2019 – 30 Hour(s)/Month – 30 Hour(s) During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-10-17
S63 Uniform Securities Agent State Law Examination 2016-04-11
  • S66 Uniform Combined State Law Examination
    2016-10-17
  • S63 Uniform Securities Agent State Law Examination
    2016-04-11
Other Names
  • Brandon Christian Shaw
  • Brandon Shaw

View on SEC IAPD

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