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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2020-08-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Financial Strategies / Lpl Financial, Llc | Longview | WA | 08/2013 | 06/2019 |
| Lpl Financial, Llc | Longview | WA | 06/2019 | Present |
1. 6/28/2019 - Financial Strategies - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 100%. 2. 6/28/2019 - No Business Name - Investment Related - At Reported Business Location(s) - Other-Notary - Started 07/2014 - Time Spent 1%.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-08-16 |
| S63 | Uniform Securities Agent State Law Examination | 2019-08-12 |
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