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Victor John Lemay

Capital Client Group, Inc.

Los Angeles, CA

San Francisco, CA

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Current Employers
Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-05-19
  • CA RA
    APPROVED
    Since 2020-05-19

Branch Locations

333 South Hope Street, 55Th Floor, Los Angeles, CA 90071-1447 • United States

San Francisco, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American Funds San Antonio TX 06/2015 05/2020
American Funds Los Angeles CA 05/2020 01/2022
American Funds Los Angeles CA 01/2022 04/2023
American Funds Los Angeles CA 04/2023 Present
  • 06/2015 → 05/2020
    American Funds
    San Antonio, TX
  • 05/2020 → 01/2022
    American Funds
    Los Angeles, CA
  • 01/2022 → 04/2023
    American Funds
    Los Angeles, CA
  • 04/2023 → Present
    American Funds
    Los Angeles, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-06-12
S63 Uniform Securities Agent State Law Examination 2013-10-30
  • S65 Uniform Investment Adviser Law Examination
    2016-06-12
  • S63 Uniform Securities Agent State Law Examination
    2013-10-30
Other Names
  • Victor J Lemay
  • Victor J. Lemay

View on SEC IAPD

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Other Offices

POST ADVISORY GROUP, LLC · LOS ANGELES, CA
WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
NORTHERN TRUST SECURITIES, INC. · LOS ANGELES, CA

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