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Thomas Joseph Weber

J.P. Morgan Securities LLC

El Segundo, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-12-18
TX RA APPROVED 2025-12-18
  • CA RA
    APPROVED
    Since 2025-12-18
  • TX RA
    APPROVED
    Since 2025-12-18

Branch Locations

222 Pacific Coast Hwy Suite 11W151, El Segundo, CA 90245 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Blackrock Investments, Llc Princeton NJ 06/2015 09/2019
Cadaret Grant & Co., Inc. Caldwell NJ 05/2020 05/2021
Bank Of America San Francisco CA 06/2021 08/2021
Unemployed Santa Monica CA 01/2022 03/2022
Bofa Securities, Inc. Los Angeles CA 04/2022 07/2024
University Of California - Los Angeles Los Angeles CA 08/2019 12/2021
J.P. Morgan Securities Llc New York NY 07/2024 Present
  • 06/2015 → 09/2019
    Blackrock Investments, Llc
    Princeton, NJ
  • 05/2020 → 05/2021
    Cadaret Grant & Co., Inc.
    Caldwell, NJ
  • 06/2021 → 08/2021
    Bank Of America
    San Francisco, CA
  • 01/2022 → 03/2022
    Unemployed
    Santa Monica, CA
  • 04/2022 → 07/2024
    Bofa Securities, Inc.
    Los Angeles, CA
  • 08/2019 → 12/2021
    University Of California - Los Angeles
    Los Angeles, CA
  • 07/2024 → Present
    J.P. Morgan Securities Llc
    New York, NY
Previous Registrations
  • 2020-05-11 → 2021-05-10
    Cadaret, Grant & Co., Inc.
    Caldwell, NJ
    Syracuse, NY
    Syracuse, NY
  • 2015-10-07 → 2019-09-10
    Blackrock Investment Management, Llc
    Princeton, NJ
    San Francisco, CA
    Princeton, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-12-18
S65 Uniform Investment Adviser Law Examination 2015-10-02
S63 Uniform Securities Agent State Law Examination 2014-05-19
  • S66 Uniform Combined State Law Examination
    2025-12-18
  • S65 Uniform Investment Adviser Law Examination
    2015-10-02
  • S63 Uniform Securities Agent State Law Examination
    2014-05-19
Other Names
  • Thomas Joseph Weber
  • Thomas Joseph Weber Iii
  • Thomas J Weber
  • Thomas Joseph Weber

View on SEC IAPD

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