Troy A. Herman

Current Employers

Employment History

• 10/2010 → 10/2019
  1St Global Capital Corp.
  Gering, NE
• 06/2013 → 10/2019
  1St Global Advisors, Inc
  Gering, NE
• 06/2013 → 09/2025
  Avantax Insurance Services, Inc.
  Gering, NE
• 10/2019 → 09/2025
  Avantax Advisory Services
  Gerling, NE
• 10/2019 → 09/2025
  Avantax Investment Services, Inc.
  Gering, NE
• 02/2016 → 03/2020
  Wiedeman Financial Advisors, Llc Dba Wiedeman Financial Services
  Gering, NE
• 01/2016 → Present
  Herman Wealth Management, Inc Dba Wiedeman Financial Services
  Gering, NE
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Gering, NE
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2019-10-25 → 2025-09-05
  Avantax Advisory Services
  Gering, NE
• 2013-06-11 → 2019-10-25
  1St Global Advisors Inc
  Gering, NE
• 2012-03-28 → 2013-06-06
  Wealth Advisors Network, Inc.
  Hastings, NE
• 2006-10-26 → 2010-10-01
  Herman Financial Advisors, Inc.
  Scottsbluff, NE

Other Businesses

1) HERMAN WEALTH MANAGEMENT, INC.; DBA WIEDEMAN FINANCIAL SERVICES POSITION: President/Secretary/Treasurer/Financial Advisor NATURE: FINANCIAL SERVICES INVESTMENT RELATED: No NUMBER OF HOURS: 240 SECURITIES TRADING HOURS: 7 START DATE: 01/01/2016 ADDRESS: 1524 10th St, PO Box 606, Gering NE 69341, United States DESCRIPTION: We provide various financial services solutions to our clients; meeting with clients, providing financial solutions/recommendations, placing appropriate securities trades/or mutual exchanges. 2) CITY OF SCOTTSBLUFF, NE BOARD OF ADJUSTMENT POSITION: Board Member NATURE: The Board of Adjustment is part of the City of Scottsbluff Planning and Zoning Division which manages long range and current planning issues facing the community. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/30/2015 ADDRESS: 2325 Circle Drive, Scottsbluff NE 69361, United States DESCRIPTION: The Board of Adjustment meets when property owners are requesting a variance to current municipal property zoning codes. 3)TROY A HERMAN AND CAROL M HERMAN JTWROS ON PERSONAL REAL ESTATE POSITION: Owner NATURE: Troy A Herman and Carol M Herman purchased real estate in Van Meter, IA to provide housing for our daughter. In the future, we may be receiving rental income from this property. The property is held as JTWROS. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/10/2024 ADDRESS: 1524 10th Street, Gering NE 69341, United States DESCRIPTION: As owners of property, we are responsible for paying taxes and maintaining insurance along with paying HOA fees for provided maintenance services. 4)TROY A HERMAN AND CAROL M HERMAN JTWROS ON COMMERCIAL REAL ESTATE POSITION: Owner NATURE: Troy A Herman and Carol M Herman purchased commercial/office real estate in Gering, NE to continue to provide office facilities for the financial services firm to operate and meet with clients. The property is held personally as JTWROS. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/25/2020 ADDRESS: 1524 10th Street, Gering NE 69341, United States DESCRIPTION: We own personally the commercial/office real estate whereby the financial services firm conducts business and meets with clients. 5) NAME OF OTHER BUSINESS: ST AGNES CATHOLIC CHURCH: PARISH FINANCE COMMITTEE INVESTMENT RELATED: NO ADDRESS: 2314 3RD AVE, SCOTTSBLUFF NE SCOTTSBLUFF NATURE OF BUSINESS: COMMITTEE START DATE: 8/26/26 POSITION/TITLE/RELATIONSHIP: COMMITTEE MEMBER - NON ELECTED APX NUMBER OF HOURS PER WEEK: .5 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: BUDGETS, FINANCIAL REPORTS, PLANNING. 6) NAME OF OTHER BUSINESS:ST AGNES SCHOOL FOUNDATION, INC ; INVESTMENT RELATED: NO ADDRESS: 205 E 23RD ST, SCOTTBLUFF, NE 69361 NATURE OF BUSINESS: CHURCH ; START DATE: 10/22/2010 ; POSITION/TITLE/RELATIONSHIP: TREASURER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS:1 ; BRIEF DESCRIPTION OF DUTIES: COMPILE BANK STATEMENTS, INC& EXP, FOR TAX RETURN, EXECUTE FUNDRAISING THROUGH EXEC DIR, REVIEW GRANT REQ FROM ST AGNESS SCHOOL.

Exams

• S66 Uniform Combined State Law Examination
  2011-01-12

Designations