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Timothy A French

J.P. Morgan Securities LLC

Seattle, WA

Seattle, WA

Seattle, WA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-05-10
WA RA APPROVED 2020-11-17
  • TX RA
    APPROVED_RES
    Since 2022-05-10
  • WA RA
    APPROVED
    Since 2020-11-17

Branch Locations

4020 E. Madison St., Seattle, WA 98112 • United States

1200 Madison St, Seattle, WA 98104 • United States

301 Broadway East, Seattle, WA 98102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Seattle WA 11/2020 Present
Jpmorgan Chase Bank, N.A. Seattle WA 11/2020 Present
Key Investment Services, Llc Seattle WA 10/2015 11/2020
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-10-01
S63 Uniform Securities Agent State Law Examination 2013-09-17
  • S65 Uniform Investment Adviser Law Examination
    2015-10-01
  • S63 Uniform Securities Agent State Law Examination
    2013-09-17
Other Names
  • Timothy French
  • Timothy Allen French
  • Tim French

View on SEC IAPD

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