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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-04-07 |
| TX | RA | APPROVED_RES | 2023-04-06 |
Branch Locations
301 University Ave 2Nd, 3Rd, & 4Th Fls [Nd-Rbo], Palo Alto, CA 94301 • United States
735 Santa Cruz Ave, Menlo Park, CA 94025 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Palo Alto | CA | 07/2015 | 12/2017 |
| Wells Fargo Bank, Na | Palo Alto | CA | 10/2014 | 12/2017 |
| Wells Fargo Clearing Services, Llc | Palo Alto | CA | 10/2014 | 12/2017 |
| Jp Morgan Securities, Llc | Sunnyvale | CA | 01/2018 | 04/2023 |
| Jp Morgan Chase Bank N.A. | Sunnyvale | CA | 01/2018 | 04/2023 |
| Wells Fargo Clearing Services, Llc | Palo Alto | CA | 04/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-02-15 |
| S63 | Uniform Securities Agent State Law Examination | 2015-09-16 |
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