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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-03-07 |
| TX | RA | APPROVED | 2025-03-06 |
Branch Locations
1450 Brickell Ave Floors 16, 17 & 18, Miami, FL 33131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | New York | NY | 08/2013 | Present |
| Jpmorgan Chase Bank | New York | NY | 08/2013 | Present |
| Oso Goose Llc | Key Biscayne | FL | 11/2025 | Present |
Entity Name: Oso Goose LLC Investment related: No Address: Private Residence Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 11/24/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: LLC for the purpose of buying an investment property. My wife and I will be the sole owners and managers.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-02-24 |
| S63 | Uniform Securities Agent State Law Examination | 2013-11-11 |
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