Adam Michael Yekin

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2026-07-17
TX	RA	APPROVED	2017-11-10

OH RA
APPROVED

Since 2026-07-17
TX RA
APPROVED

Since 2017-11-10

Branch Locations

Canton, OH • United States

5690 W Chandler Blvd Ste 4, Chandler, AZ 85226-3356 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St Louis	MO	08/2013	11/2017
Ameriprise Financial Advisors Inc.	Phoenix	AZ	11/2017	03/2020
Ameriprise Financial Services, Llc	Chandler	AZ	03/2020	Present

08/2013 → 11/2017

Edward Jones

St Louis, MO
11/2017 → 03/2020

Ameriprise Financial Advisors Inc.

Phoenix, AZ
03/2020 → Present

Ameriprise Financial Services, Llc

Chandler, AZ

Previous Registrations

2013-11-19 → 2017-11-13

Edward Jones

Surprise, AZ

St Louis, MO

Surprise, AZ

Sun City West, AZ

Other Businesses

Outside Employment; Air It Out; Co-owner; Its hosting a seven vs. seven tournament. No clients are involved in this activity.; 8512 south 229th lane, , buckeye, AZ, 85326; Not Investment-Related; 04/25/2026; 1 to 9 hours per month; 0 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-10-18

S66 Uniform Combined State Law Examination

2013-10-18

Other Names

Adam Yekin

View on SEC IAPD