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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-10-20
  • CA RA
    APPROVED
    Since 2025-10-20

Branch Locations

2000 Avenue Of The Stars 12Th Floor South, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Pasadena CA 04/2014 11/2016
Wells Fargo Clearing Services, Llc Pasadena CA 11/2016 10/2017
Foreside Fund Services, Llc New York NY 01/2022 09/2025
Global X Management Company Llc New York NY 10/2021 09/2025
Ubs Financial Services New York NY 10/2017 10/2021
Ubs Financial Services, Inc. New York NY 09/2025 Present
  • 04/2014 → 11/2016
    Wells Fargo Advisors Llc
    Pasadena, CA
  • 11/2016 → 10/2017
    Pasadena, CA
  • 01/2022 → 09/2025
    Foreside Fund Services, Llc
    New York, NY
  • 10/2021 → 09/2025
    Global X Management Company Llc
    New York, NY
  • 10/2017 → 10/2021
    Ubs Financial Services
    New York, NY
  • 09/2025 → Present
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-05-30
S63 Uniform Securities Agent State Law Examination 2013-09-17
  • S66 Uniform Combined State Law Examination
    2014-05-30
  • S63 Uniform Securities Agent State Law Examination
    2013-09-17
Designations
Other Names
  • David Beniaminov

View on SEC IAPD

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