Best Investors Account Sign in

Mason Allen Bartlett

Morgan Stanley

Carlsbad, CA

Claim This Profile
Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-10-16
CA RA APPROVED 2023-10-11
  • TX RA
    APPROVED_RES
    Since 2023-10-16
  • CA RA
    APPROVED
    Since 2023-10-11

Branch Locations

5796 Armada Drive Suite 200, Carlsbad, CA 92008 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
E*Trade Securities Llc Sandy UT 01/2017 12/2018
Wells Fargo Salt Lake City UT 06/2016 01/2017
E*Trade Securities Llc San Diego CA 12/2018 05/2023
E*Trade Capital Management Llc San Diego CA 07/2020 07/2023
Morgan Stanley San Diego CA 03/2023 07/2023
Morgan Stanley Carlsbad CA 09/2023 Present
Unemployed San Diego CA 07/2023 08/2023
  • 01/2017 → 12/2018
    E*Trade Securities Llc
    Sandy, UT
  • 06/2016 → 01/2017
    Wells Fargo
    Salt Lake City, UT
  • 12/2018 → 05/2023
    E*Trade Securities Llc
    San Diego, CA
  • 07/2020 → 07/2023
    E*Trade Capital Management Llc
    San Diego, CA
  • 03/2023 → 07/2023
    Morgan Stanley
    San Diego, CA
  • 09/2023 → Present
    Morgan Stanley
    Carlsbad, CA
  • 07/2023 → 08/2023
    Unemployed
    San Diego, CA
Previous Registrations
  • 2020-11-25 → 2023-08-11
    Harrisdirect Llc
    La Jolla, CA
    San Diego, CA
    Arlington, VA
    San Diego, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-11-25
S63 Uniform Securities Agent State Law Examination 2017-03-13
  • S66 Uniform Combined State Law Examination
    2020-11-25
  • S63 Uniform Securities Agent State Law Examination
    2017-03-13

View on SEC IAPD

Other Firms

INTELLIGENCE DRIVEN ADVISERS, LLC
COTTINGHAM MANAGEMENT COMPANY, LLC
CORONADO INVESTMENT ADVISORS, LLC
FINANCIAL PLANNING SOLUTIONS, INC.
PFS INVESTMENTS INC.
COMMONWEALTH FINANCIAL NETWORK
FRANK FINANCIAL ADVISORS
LPL FINANCIAL LLC

Other Investors

JASON RICHARD LABRUM
Samuel Bowman Wheeler
Thomas Ohanesian
JORDIE ELIZABETH CZAPINSKI
ROBERT EDWARD PATERSON
ALEX KLINGENSMITH
Brittney Nicole Partow
Nolan Tyler Martin

Other Offices

INTELLIGENCE DRIVEN ADVISERS, LLC · CARLSBAD, CA
COTTINGHAM MANAGEMENT COMPANY, LLC · CARLSBAD, CA
CORONADO INVESTMENT ADVISORS, LLC · CARLSBAD, CA
FINANCIAL PLANNING SOLUTIONS, INC. · CARLSBAD, CA
PFS INVESTMENTS INC. · CARLSBAD, CA
COMMONWEALTH FINANCIAL NETWORK · CARLSBAD, CA
FRANK FINANCIAL ADVISORS · CARLSBAD, CA
LPL FINANCIAL LLC · CARLSBAD, CA

More in Carlsbad, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor