Bradley Benjamin Harris

Current Employers

Employment History

• 02/2007 → Present
  Lpl Financial Llc
  Los Angeles, CA
• 06/2017 → Present
  Perennial Financial Services (Perennial Investment Advisors Llc)
  Los Angeles, CA

Previous Registrations

• 2006-08-11 → 2007-02-27
  Waddell & Reed
  Las Vegas, NV

Other Businesses

1. 2/20/2007 - Perennial Financial Services, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 5%. 2. 4/14/20099 - PERENNIAL FINANCIAL & INSURANCE SERVICES - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE DBA - Time Spent 5% - CONDUCTING NON-VARIABLE INSURANCE UNDER DBA NAME IN COMPLIANCE WITH CA DEPT. OF INSURANCE REQUIREMENT. 3. 10/8/2013 - No Business Name - Not Investment Related - Other-Ticket Sales - TIME SPENT 1% - NBA Season Ticket Holder, and sell tickets for fair market value. 4. 3/11/2014 - Ploutos Wealth Advisors Inc. - Investment Related - Business Entity For Tax/Investment Purposes Only - TIME SPENT 5% - Corporation setup for personal tax benefit after consulting with my tax advisor 5. 6/15/2017 - Perennial Investment Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 06/01/2017 - 80 Hours Per Month/40 Hours During Securities Trading - I provide investment advisory services through Perennial Investment Advisors, LLC, an independent investment advisor firm. I started this business activity in June 2017. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6. 7/12/2017 - Perennial Investment Advisors, LLC - DBA: Perennial Financial Services - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 07/12/2017 - 80 Hours Per Month - I provide investment advisory services through Perennial Investment Advisors, LLC, an independent investment advisor firm. I started this business activity in June 2017. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7. 5/18/2018 - Smith Research Inc. - Not Investment Related - Home Based - Other-Market Research - Start Date:03/19/2018 - 1 Hour Per Month/0 Hours During Trading. 8. 04/10/2024 - Perennial Legacy LLC, DBA Perennial Legacy Insurance Solutions - Inv Related - At reported Business Location(s) - Non-Variable Insurance - Agent - Started: 4/10/2024 - 10 Hrs/Mo; 0 Hr During Trading.

Exams

• S66 Uniform Combined State Law Examination
  2006-08-10

Other Names

• Brad Benjamin Harris