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Current Employers
Iwd Capital Management, Llc

Austin, TX • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-28
TX RA APPROVED 2019-10-29
  • CA RA
    APPROVED
    Since 2025-01-28
  • TX RA
    APPROVED
    Since 2019-10-29

Branch Locations

Austin, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Iwd Capital Management, Llc Austin TX 07/2013 Present
Penguin Capital Management (Dba For Integrated Advisors Network) Los Angeles CA 08/2017 01/2020
  • 07/2013 → Present
    Austin, TX
  • 08/2017 → 01/2020
    Penguin Capital Management (Dba For Integrated Advisors Network)
    Los Angeles, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-09-10
  • S65 Uniform Investment Adviser Law Examination
    2013-09-10

View on SEC IAPD

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