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Hazel Seo Heegyung Secco

Align Financial Solutions

Hoboken, NJ

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Current Employers
Align Financial Solutions

Hoboken, NJ • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-10-21
  • NJ RA
    APPROVED
    Since 2025-10-21

Branch Locations

Hoboken, NJ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Pruco Securities Llc Englewood Cliffs NJ 07/2013 11/2017
The Prudential Insurance Company Of America Englewood Cliffs NJ 07/2013 11/2017
Mml Investors Services, Llc New York NY 11/2017 03/2019
Massachusetts Mutual Life Insurance Company New York NY 11/2017 03/2019
Lpl Financial Llc Hoboken NJ 03/2019 10/2025
The Astorino Financial Group, Inc. Fairfield NJ 04/2019 04/2023
Align Financial Solutions Llc Hoboken NJ 03/2023 Present
  • 07/2013 → 11/2017
    Englewood Cliffs, NJ
  • 07/2013 → 11/2017
    The Prudential Insurance Company Of America
    Englewood Cliffs, NJ
  • 11/2017 → 03/2019
    Mml Investors Services, Llc
    New York, NY
  • 11/2017 → 03/2019
    Massachusetts Mutual Life Insurance Company
    New York, NY
  • 03/2019 → 10/2025
    Hoboken, NJ
  • 04/2019 → 04/2023
    Fairfield, NJ
  • 03/2023 → Present
    Align Financial Solutions Llc
    Hoboken, NJ
Previous Registrations
Other Businesses

the name of the other business; LPL Financial whether the business is investment-related; Not Investment related the address of the other business; 25 Pompton Ave Ste 101 Verona NJ 07044 the nature of the other business; Insurance your position; title, or relationship with the other business; Registered Representative the start date of your relationship; 03/2019 the approximate number of hours/month you devote to the other business; N/A the number of hours you devote to the other business during securities trading hours; N/A and briefly describe your duties relating to the other business; Firm principal, Hazel Secco, is a currently licensed insurance agent in New Jersey, however, she no longer sells any insurance products, and is not affiliated with any insurance companies.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-07-16
S63 Uniform Securities Agent State Law Examination 2013-08-16
  • S65 Uniform Investment Adviser Law Examination
    2015-07-16
  • S63 Uniform Securities Agent State Law Examination
    2013-08-16
Designations
Other Names
  • Hazel Secco
  • Huikyeong Seo
  • Huikyeong Secco

View on SEC IAPD

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