Scott Broman

Mml Investors Services, LLC

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Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2020-06-02

MN RA
APPROVED

Since 2020-06-02

Branch Locations

2 Carlson Parkway N Suite 320, Plymouth, MN 55447 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Wayzata	MN	07/2013	05/2020
Mml Investors Services	Plymouth	MN	05/2020	Present

07/2013 → 05/2020

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Wayzata, MN
05/2020 → Present

Mml Investors Services

Plymouth, MN

Previous Registrations

2016-01-08 → 2020-06-03

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Wayzata, MN

Wayzata, MN

Wayzata, MN

Wayzata, MN

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-01-04

S66 Uniform Combined State Law Examination

2016-01-04

Designations

Other Names

Scott Charles Broman

View on SEC IAPD

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