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Alden Leroy Cox

LPl Enterprise, LLC

Franklin, TN

Hendersonville, TN

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2024-11-14
  • TN RA
    APPROVED
    Since 2024-11-14

Branch Locations

117 Seaboard Lane Ste E204, Franklin, TN 37067 • United States

113 Hazel Path Suite 4, Hendersonville, TN 37075 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Hendersonville TN 09/2015 11/2024
Prudential Insurance Company Of America Hendersonville TN 09/2015 Present
Lpl Enterprise, Llc Hendersonville TN 11/2024 Present
Previous Registrations
Other Businesses

Manhattan Nat'l Life Ins Co|Mutual of Omaha|Shenandoah Life Ins Co

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-09-06
S63 Uniform Securities Agent State Law Examination 2015-12-03
  • S65 Uniform Investment Adviser Law Examination
    2016-09-06
  • S63 Uniform Securities Agent State Law Examination
    2015-12-03
Other Names
  • Chip Cox
  • Alden Cox
  • Alden Leroy Cox
  • Alden L. Cox
  • Alden Leroy Cox

View on SEC IAPD

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