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114 W Magnolia Street Suite #444, Bellingham, WA 98225 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AK | RA | APPROVED | 2025-06-12 |
| TX | RA | APPROVED_RES | 2025-03-28 |
| WA | RA | APPROVED | 2025-02-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Professional Equity Management | Bellingham | WA | 10/2004 | 09/2019 |
| Cetera Advisors Llc | El Segundo | CA | 01/2013 | 08/2017 |
| Capstone Wealth Advisors | Salem | OR | 07/2021 | 01/2023 |
| Professional Equity Management (Dba Multop Financial) | Bellingham | WA | 01/2005 | 09/2018 |
| Capstone Wealth Advisors | Salem | OR | 10/2019 | 06/2021 |
| Tr Consulting, Inc. | Bellingham | WA | 10/2019 | Present |
| Capstone Wealth Advisors | Bellingham | WA | 01/2023 | 04/2025 |
| Vvr Holdings, Llc | Bellingham | WA | 01/2025 | Present |
| Capstone Wealth Advisors | Salem | OR | 02/2023 | 04/2025 |
1. Owner of a rental property in Bellingham, WA. He devotes 1 hr/month to this endeavor, none during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-05-27 |
| S63 | Uniform Securities Agent State Law Examination | 2006-12-15 |
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