Thomas Edward Brown

Current Employers

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2017-10-03
NC	RA	APPROVED	2015-11-20

TX RA
APPROVED

Since 2017-10-03
NC RA
APPROVED

Since 2015-11-20

Branch Locations

6805 Carnegie Blvd, Suite 350, Charlotte, NC 28211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Raymond James & Associates	Charlotte	NC	11/2015	Present
Charlotte Soccer Academy	Mathews	NC	08/2015	01/2018

11/2015 → Present

Raymond James & Associates

Charlotte, NC
08/2015 → 01/2018

Charlotte Soccer Academy

Mathews, NC

Previous Registrations

2015-03-25 → 2015-11-23

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Charlotte, NC
2013-10-07 → 2015-02-26

Edward Jones

Atlanta, GA

Maryland Heights, MO

Maryland Heights, MO

Chamblee, GA

Other Businesses

NAME OF OUTSIDE BUSINESS ORGANIZATION: CHARLOTTE SAE ALUMNI ASSOCIATION INVESTMENT RELATED: N ADDRESS OF BUSINESS: CHARLOTTE, NORTH CAROLINA 28217 NATURE OF BUSINESS: OTHER,NON-PROFIT ALUMNI ASSOCIATION COMPENSATION FOR ACTIVITY: N POSITION, TITLE, ASSOCIATION: ADVISORY BOARD MEMBER, START DATE OF RELATIONSHIP: 5/25/2015 NUMBER OF HOURS DEVOTED: 5 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: SERVE AS A MEMBER OF THE ALUMNI BOARD IN THE CAPACITY OF SECRETARY. AID IN COMMUNICATION WITH FELLOW FRATERNITY ALUMNI. AIDING IN MARKETING CAPACITY, AS WELL AS FUNDRAISING EFFORTS TO SUPPORT LOCAL CHAPTERS

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-10-04

S66 Uniform Combined State Law Examination

2013-10-04

Designations

Other Names

Thomas Edward Brown
Thomas Edward Brown

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