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421 Se Washington Street, Hillsboro, OR 97123 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APP_PEND_IARCE | 2026-01-01 |
| TX | RA | APPROVED | 2022-03-09 |
Branch Locations
421 Se Washington Street, Hillsboro, OR 97123 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 08/2013 | 08/2017 |
| Ameriprise Financial Services, Inc. | Hillsboro | OR | 08/2017 | 09/2020 |
| Financial Advocates Investment Management` | Hillsboro | OR | 09/2020 | 03/2022 |
| Pace Financial Advisors, Inc. | Hillsboro | OR | 02/2022 | Present |
| Lpl Financial, Llc | Hillsboro | OR | 09/2022 | 08/2023 |
NAME OF OTHER BUSINESS: Nathan Bauer (individually); POSITION: Insurance Agent; NATURE: Independent Insurance Agent; INVESTMENT RELATED: Yes; NUMBER OF HOURS: 1; DURING SECURITIES TRADING HOURS: 1; START DATE: 1/1/23; ADDRESS: 111 SE 3rd Avenue, Suite B, Hillsboro, OR 97123, United States; DESCRIPTION: Sell insurance and service existing contracts.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-10-04 |
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